Downloads
Forms, disclosures and documents
Trading software
BOW terminal
Opening an account
KYC documents
- KYC — IndividualPDF · 116 KB
- CKYC — Individual (CERSAI / KRA)PDF · 3.0 MB
- Investors’ Rights and ObligationsPDF · 77 KB
- Risk Disclosure DocumentPDF · 70 KB
- Policy and ProcedurePDF · 226 KB
- Do’s and Don’ts for Trading on the ExchangesPDF · 78 KB
- List of ChargesPDF · 180 KB
- Running Account AuthorisationNon-mandatoryPDF · 170 KB
- Power of AttorneyPDF · 326 KB
- FATCA Declaration — IndividualPDF · 215 KB
- BSE STAR MF — Mutual Fund Service System facilityPDF · 149 KB
- SLBM AgreementPDF · 99 KB
Changing an existing account
Account modification forms
How the firm operates
Compliance policies
- Client Bank Account DetailsPDF · 232 KB
- Risk Management System PolicyPDF · 115 KB
- Dormant Account PolicyPDF · 20 KB
- Client Code Modification PolicyPDF · 98 KB
- Prefunded Instrument PolicyPDF · 83 KB
- PMLA PolicyPDF · 664 KB
- Unauthenticated News Circulation PolicyPDF · 118 KB
- Conflict of Interest PolicyPDF · 29 KB
- Limit Setting PolicyPDF · 38 KB
- Investors’ Grievance Redressal PolicyPDF · 95 KB
Regulators and exchanges
Important links
- NSEnseindia.com (opens in a new tab)
- BSEbseindia.com (opens in a new tab)
- CDSLcdslindia.com (opens in a new tab)
- NSDLnsdl.co.in (opens in a new tab)
- SEBIsebi.gov.in (opens in a new tab)
- RBIrbi.org.in (opens in a new tab)
- MSEImsei.in (opens in a new tab)
- Arbitration Mechanism in Stock Exchangesnseindia.com (opens in a new tab)
- CDSL e-Votingevoting.cdslindia.com (opens in a new tab)
Not available
Awaiting source documents
The old website linked these documents to a file that is no longer online, so there is no copy to publish.
- Non-Individual KYC
- Non-Individual FATCA Declaration
- Change of Nominee Form
- Internal Control Policy
- Surveillance Policy
- SORM Policy
- Policy on Facsimile Signature on Physical Instructions
- Cyber Security Policy